Compliance

We see compliance as a source of trust

Strong regulation encourages better processes, greater transparency and more responsible investor outcomes

01RegulationClear standards
02ProcessRepeatable controls
03TransparencyInformed decisions
04TrustResponsible outcomes
About SEBI

SEBI helps protect investor interests

The Securities and Exchange Board of India regulates market participants and establishes standards for investor protection

RegulationDisclosureInvestor protectionMarket integrity
Registered Investment Adviser

FidelFolio is a SEBI-registered investment adviser

Registration number INA000016056. Advice, risk profiling, disclosures and client processes operate within the applicable regulatory framework

SEBI Registered Investment AdviserINA000016056Placeholder for certificate link
Risk, Discipline and Compliance

Our discipline extends beyond investment rules

Research governance, risk controls, portfolio operations, communication and recordkeeping follow defined processes

01RegulationClear standards
02ProcessRepeatable controls
03TransparencyInformed decisions
04TrustResponsible outcomes
Records

We maintain records openly and systematically

Key regulatory and investor documents can be organised in one accessible repository

Disposal of complaints

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Definitions

  • Resolved – Resolved complaints include any complaints from previous months/financial years that were resolved in the current month/financial year.
  • Pending – Total pending includes complaints unresolved as of the last day of the month/financial year.
  • Average resolution time = total days taken to resolve complaints / total complaints resolved in the month.

Contact us directly at info@fidelfolio.ai for assistance with any queries, complaints or grievances. We will ensure your grievance is resolved within 21 calendar days. If you feel that your grievance is not redressed satisfactorily, you may lodge a complaint with SEBI through the Scores website (opens in new tab), the SEBI Scores app for Android (opens in new tab) or iOS (opens in new tab), or the Online Dispute Resolution portal (opens in new tab).

Disclosure

Please understand the risks before you invest

Review assumptions, limitations, conflicts, fees, portfolio risks and regulatory disclosures before making a decision

Important disclosure

Investments in securities markets are subject to market risks. Historical or backtested performance does not guarantee future results.

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